英国作为全球老牌金融中心,是目前世界上金融服务最完善、制度框架最健全的国家。英国通过英国金融市场行为监管局(FCA)对所有在其境内注册的金融服务机构进行严格的监管,FCA对金融机构的资金和操作规范每年都会审批一次,如果违反规定,将会受到严厉惩罚,甚至会吊销监管牌照。
英国FCA可以申请的行业包括:
存款接受机构;在线交易商;投资机构或投资经理人;家庭理财顾问;保险行业;投资管理与投资维护机构;债权发行机构;期货交易机构;其他金融行业。
STP牌照(125 license)
转让现牌
牌照类型:
英国FCA授权为专业客户提供125 k CFDs经纪业务
STP欧元125 K许可证
包含:
服务办公室,
员工:3名董事,部分职能外包给集团公司员工
在巴克莱的公司银行账户和客户银行账户
(C)One Zero集线器,在MT4/MT5中
很少有客户
经营了几年,经验丰富的高级管理人员
报告亏损近100万美元,将与未来利润相抵,有亏损所以税上是有优势的,没有retail的权限,有三个总监,部分function外包,没有MT4/MT5,matched principle broker.
权限
IFPRU欧元125 K匹配校长
能够持有和控制客户资金
许可证许可:
1.安排(促成)投资交易
2.以代理人身份进行投资交易
3.以本金形式进行投资(仅对应本金)
4.为投资交易作出安排
投资类型
商品期货
差价合约(不包括价差押注及滚动即期外汇合约及二元押注)
期货(不包括商品期货和滚动即期外汇合约)
期权(不包括商品期权和商品期货期权)
投资的权利或权益(以合约为基础的投资)
滚动点外汇合同
客户类型
符合资格的对手方
专业人士
UK FCA Licensed €125k CFDS Brokerage for Professional Clients
● STP €125k license, serviced office,<amp; client bank account at Barclays
● OneZero Hub, no MT4/MT5
● Very few clients
● Been operating for a few years, experienced senior 1M in reported losses, to be offset against future profits.
Permissions
IFPRU €125K Matched Principal.
Able to hold and control client money
License permissions:
- Arranging management$
- Nearly br>
● Employees: 3( Directors, some of the required functions outsourc&ed to group company staff</spanbringing about) deals in investments
- Dealing in investments as agent
- Dealing in investments as principal >
● Corporate bank account (matched principal only)
- Making arrangements with a view to transactions in investments
Investment Type
Commodity Future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Future (excluding a commodity future and a rolling spot forex contract)
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rolling spot forex contract
Customer Type
Eligible Counterparty
Professional